Question

A Registered Investment Adviser plans on offering options strategies as part of his services. For this added investment strategy, he will charge .6% of assets monthly. This information is added to the RIA's disclosure statement and the RIA tells all of his clients of the fees orally in seminars. Each of his clients signs an agreement regarding the options strategies and fees. Which statement is TRUE

Answer 1

Option A will be the correct answer.

Step-by-step explanation:

In the above question, Options are not given. Please find the attachment of the complete question.

• RIA has become an individual or an organization that offers investment advice to high-net-worth investors as well as operates financial investments.
• This RIA rendered complete transparency, both oral and written form, to his shareholders, because of options techniques to be implemented and the fees associated. This would be the smartest method to do something about it.

Some other options are also not tied to the condition in question. Thus option A should be the perfect approach.