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Which of the following security types is subject to registration under the Securities Act of 1933?

a. Municipal Securities
b. U.S. Government Securities
c. Securities of a Publicly-held Company
d. Securities of a Nonprofit Organization

1 Answer

5 votes

Final answer:

Securities of a Publicly-held Company. The correct option is c.

Step-by-step explanation:

The security type that is subject to registration under the Securities Act of 1933 is Securities of a Publicly-held Company. The Securities Act of 1933 is a federal law that requires companies to register their securities offerings with the Securities and Exchange Commission (SEC) before they can be sold to the public.

This registration process involves providing detailed information about the company, its financial statements, and the risks associated with the investment. The purpose of this law is to protect investors by ensuring that they have access to accurate and complete information about the securities they are buying.

While other types of securities, such as municipal securities, U.S. government securities, and securities of nonprofit organizations, may be subject to certain regulations, they are not specifically required to register under the Securities Act of 1933. The correct option is c.

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