Final answer:
In order to conduct business in the Over-The-Counter (OTC) market, brokers and dealers must register with the FINRA (Financial Industry Regulatory Authority).
The answer is option ⇒d
Step-by-step explanation:
Brokers and dealers must register with FINRA in order to conduct business in the Over-The-Counter (OTC) market.
FINRA is a self-regulatory organization that oversees and regulates brokerage firms and exchange markets in the United States. It is responsible for setting and enforcing rules and regulations that govern the conduct of its member firms and their registered representatives.
By registering with FINRA, brokers and dealers demonstrate their commitment to maintaining high standards of professionalism and ethical behavior in the financial industry.
The answer is option ⇒d