12.7k views
1 vote
SARs (Suspicious Activity Reports) are to be filed by BDs whenever a transaction or group of transactions equals or exceeds ________.

1 Answer

2 votes

Final answer:

SARs (Suspicious Activity Reports) are required to be filed by BDs whenever a transaction or group of transactions equals or exceeds a certain threshold specified by law.

Step-by-step explanation:

In the context of Business, SARs (Suspicious Activity Reports) are required to be filed by BDs (Broker-Dealers) whenever a transaction or group of transactions equals or exceeds a certain threshold specified by law.

For example, in the United States, federal law requires financial institutions, including BDs, to file SARs when a transaction or a series of related transactions equal or exceed $5,000, and the institution knows, suspects, or has reason to suspect that the transaction(s) involve illegal activity or is intended to disguise funds from illegal activities.

User Stukerr
by
8.2k points
Welcome to QAmmunity.org, where you can ask questions and receive answers from other members of our community.