The correct answer is 3) FINRA's regulatory element continuing education regulation.
The correct answer to the question is 3) FINRA's regulatory element continuing education regulation.
FINRA, the Financial Industry Regulatory Authority, requires registered persons in the investment industry to complete computer-based training sessions annually by December 31 as part of their regulatory element continuing education regulation. This ensures that professionals stay informed on industry regulations and standards. By completing these training sessions, registered persons demonstrate compliance with the regulatory requirements set forth by FINRA.