Which of these are duties of the SEC? Check all that apply.

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asked Aug 1, 2019 197k views

2 Answers

Damian Moore · Answer 1 · 2019-08-03T03:35:33+0000

overseeing the actions of brokers and financial advisers
ensuring the security and fairness of mutual funds and exchanges
bringing suits against businesses that are not following securities laws

Kirth · Answer 2 · 2019-08-08T05:03:48+0000

overseeing the actions of brokers and financial advisers
ensuring the security and fairness of mutual funds and exchanges
bringing suits against businesses that are not following securities laws

Which of these are duties of the SEC? Check all that apply.

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