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Which of these are duties of the SEC? Check all that apply.

User Jmaculate
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2 Answers

7 votes
overseeing the actions of brokers and financial advisers
ensuring the security and fairness of mutual funds and exchanges
bringing suits against businesses that are not following securities laws
User Damian Moore
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overseeing the actions of brokers and financial advisers
ensuring the security and fairness of mutual funds and exchanges
bringing suits against businesses that are not following securities laws
User Kirth
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5.7k points