Question

Which of the following options communications sent to more than 25 prospective customers must be approved by the designated Registered Options Principal prior to use?

A. Advertising
B. Sales literature
C. Independently prepared reprints
D. All of the above

Answer 1

D. All of the above

Step-by-step explanation:

The options that are communicated and sent to more than 25 prospective customers must be in writing before to the use of Principal prior. It involves advertising, sales literature, and independent prepared reprints

The sales literature and the appearance with respect to the public are the 2 communciation channels for the public which do not required the permission of ROP as it followed firm policies and procedures

Hence, the correct option is d.