Question

A registered representative conducts a seminar about investing in the meeting room of a local apartment complex. At the end of the talk, he hands out his business card and tells the attendees that if they want additional information, please write their contact information on the reverse side of the business card and return it to him. When he gets back to the office and starts to re-contact some of the attendees who returned the business card, he finds that one of them is blocked because the client name is on the National Do Not Call Registry. Which statement is TRUE

Answer 1

Answer: A. This prospect can be called by the registered representative

Step-by-step explanation:

The National Do Not Call Registry protects people from being called by telemarketers.

There are however some exceptions to this with one of them being the Prior Express Written Consent Exception.

The client by giving the registered representative their contact number to be able to talk to them, gave written consent and so the registered representative is allowed to call them.