194k views
3 votes
A non-MFP (non-Municipal Finance Professional) contributes $500 to an elected official's campaign in which he is entitled to vote. What would be the result of this action?

User Tprsn
by
5.2k points

1 Answer

4 votes

Answer:

Step-by-step explanation:

This action will not result in a 2 year ban on the municipal broker dealer conducting municipal securities business with that issuer because the Municipal Securities Rulemaking Board

( MSRB )rule only applies to the Municipal Finance Professional

( MFPs )

User Immayankmodi
by
4.8k points