An investment adviser with no place of business in the State is exempt from registration if it renders advice solely to employee benefit plans with assets of at least:

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asked Mar 8, 2021 221k views

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Bluefoggy · Answer 1 · 2021-03-14T06:03:05+0000

Answer:

$1,000,000

Step-by-step explanation:

The investment adviser who doesn't have any place of business in the state and offers his services to only employee benefit plans with assets of assets at least $1,000,000 are exempt from registration. If the asset value exceeds this limit then the investment adviser will be required to register itself.

An investment adviser with no place of business in the State is exempt from registration if it renders advice solely to employee benefit plans with assets of at least:

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