Question

When a firm markets new securities, a preliminary registration statement must be filed with Group of answer choices the Securities and Exchange Commission. the Federal Deposit Insurance Corporation. the exchange on which the security will be listed. all other companies in the same line of business. the Federal Reserve.

Answer 1

Answer: the Securities and Exchange Commission.

Step-by-step explanation:

When a firm markets new securities, the firm must file a preliminary registration statement with the Securities and Exchange Commission.

The mission of the Securities and Exchange Commission is to help protect the investors, and also maintain

an orderly, fair, and an efficient markets. Also, the Securities and Exchange Commission facilitate capital formation.