Question

Drag the tiles to the correct boxes to complete the pairs.

Match each certification to its purpose.
series 6
series 65
series 7
series 3
sell bonds and stocks
sell mutual funds, trusts, and variable annuities
combine other series certifications so that the financial planner can become
several classes

Answer 1

series 6 - sell mutual funds, trusts, and variable annuities

series 65 - combine other series certifications so that the financial planner can become

several classes

series 7 - sell bonds and stocks

series 3 - sell commodities

Step-by-step explanation:

This certification is related to licensing financial product sellers and managers. Each series is tightly related to a specific financial product, security or commodity, so seller specialization is secured. These sellers get licensed by FINRA.

Series 7 is related to the selling of most financial securities, with the exception of commodities and futures. The Series 6 exam is more narrow than the Series 7, giving the seller to ability to sell variable annuities and mutual funds.

Series 65 exam is aimed to license investment advisers, so it includes a variety of more financial concepts. Lastly, the Series 3 exam gives candidates the ability to sell commodity futures contracts.