Question

Which of the following conditions must be met to send a confirmation solely to a person holding a power of attorney in a customer account?

I The customer must request the sending of the confirmation in writing
II The person holding the power of attorney must request the sending of the duplicate confirmation in writing
III The registered representative must believe that the action is prudent
IV The manager must approve of the action in writing

A. I only
B. II only
C. I and III
D. I, II, III, IV

Answer 1

A. I only

Step-by-step explanation:

I The customer must request the sending of the confirmation in writing