Question

To use Registration by Coordination, an issuer must file a registration statement with the:

a. Administrator of another State
b. Securities and Exchange Commission
c. Both of the above
d. Neither of the above

Answer 1

b. Securities and Exchange Commission

Step-by-step explanation:

Registration by coordination is a form of state registration which coordinates state registration of security with simultaneous federal registration of that security. Securities are registered at the federal level under the Securities Act of 1933. The Securities and Exchange Commission defends investors, improves fairness in the salvation businesses, and bestows erudition concerning corporations including investment experts to assist investors to originate acquainted determinations furthermore spend by confidence. To utilize Registration by Coordination, an issuer requires to register a registration affirmation by the Securities and Exchange Commission.