Which of the following is NOT allowed under the Uniform Securities Act?A. An agent registered with a broker-dealer also is a licensed insurance agent at a life insurance companyB. An agent registered with

My account
Edit my Profile
Private messages
My favorites

Ask a Question
Questions
Unanswered
Tags
Categories
Ask a Question

asked Nov 16, 2021 183k views

0 votes

Which of the following is NOT allowed under the Uniform Securities Act?A. An agent registered with a broker-dealer also is a licensed insurance agent at a life insurance companyB. An agent registered with a broker-dealer also is a licensed real estate agent at a real estate companyC. An agent registered with a broker-dealer is licensed as an agent for a mutual fund dealerD. An agent is registered with two affiliated broker-dealers who have an office in the same location

Social Studies
high-school

Tamak asked

by Tamak

7.2k points

0 Comments

Please log in or register to add a comment.

Please log in or register to answer this question.

1 Answer

3 votes

Answer:

C. An agent registered with a broker-dealer is licensed as an agent for a mutual fund dealer.

Amit Visodiya answered Nov 20, 2021

by Amit Visodiya

7.1k points

0 Comments

Please log in or register to add a comment.

Ask a Question

Welcome to QAmmunity.org, where you can ask questions and receive answers from other members of our community.

7.9m questions

10.5m answers

0 Comments

Please log in or register to add a comment.

Please log in or register to answer this question.

1 Answer

0 Comments

Please log in or register to add a comment.

Other Questions