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Under the Uniform Securities Act, a firm with its only office in State A that offers and sells securities exclusively to a registered investment company in State B:__________.
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Under the Uniform Securities Act, a firm with its only office in State A that offers and sells securities exclusively to a registered investment company in State B:__________.

User Sourav Pandit
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Answer:

Is exempt from registration as a broker dealer in State B.

User Jared M
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