224k views
0 votes
Which of the following cannot be disclosed verbally to a customer by an agent of a broker dealer?

1 Answer

7 votes

Answer:

Material non-public information about a company's product plans

Step-by-step explanation:

Material non-public information about a company's product plans cannot be disclosed verbally to a customer by an agent of a broker dealer.

User Edd Chang
by
7.6k points