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Under the Investment Advisers Act of 1940, a person would have to register as an investment adviser if she gave investment advice for a fee about which of the following?

A. Commodities
B. Futures
C. Options
D. Real estate

1 Answer

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Answer: C. Options

Step-by-step explanation:

An investment adviser is an individual that provides recommendation regarding options to their client and receives compensation in return. This option can anything such as investing in particular stocks or land etc.

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