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The federal act that requires registration with the Securities and Exchange Commission (SEC) as a face-amount certificate company, unit investment trust company, or management company is
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The federal act that requires registration with the Securities and Exchange Commission (SEC) as a face-amount certificate company, unit investment trust company, or management company is

User RDelorier
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The Investment Company Act of 1940, also known as the 40 Act.
User DVarga
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