146k views
2 votes
mason is a financial analyst who specializes in securities. when providing an analysis of securities to which he has a personal connection, he discloses his conflict of interest. by doing so, which federal regulation is he complying with?

1 Answer

0 votes

Answer: Sarbanes-Oxley Act of 2002

Step-by-step explanation:

The Sarbanes-Oxley Act of 2002 is a federal law that established sweeping auditing and financial regulations for public companies. Lawmakers created the legislation to help protect shareholders, employees and the public from accounting errors and fraudulent financial practices.

User Shiznatix
by
3.7k points