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What two ways can securities be registered within a state

User DotchuZ
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Final answer:

Securities within a state can be registered through qualification or coordination with federal registration, or via notification which is a simpler filing process for issuers meeting certain criteria.

Step-by-step explanation:

In a state, securities can be registered primarily in two ways: through qualification and by coordination with federal registration or through a simplified process known as notification or filing. The qualification method involves a rigorous review of the issuer's business, finances, and the fairness of the terms of the security to ensure compliance with state laws. Coordination with federal registration involves registering securities simultaneously with the state and the Securities and Exchange Commission (SEC), under the guidelines established by the Federal Securities Act of May 27, which requires proper disclosure of relevant information about publically traded securities. Notification, on the other hand, is generally available for securities of issuers who meet certain established criteria and requires less extensive review by the state securities regulators.

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