Final answer:
Yes, there can be marketing or sales of the securities prior to the registration statement filing. Companies can sell their stock to the public in an IPO, which provides them with financial capital for expansion and repayment of early-stage investors. This allows the company to obtain money from the sale of securities.
Step-by-step explanation:
Yes, prior to the registration statement filing, there can be marketing or sales of the securities. When a company sells its own stock to the public in an initial public offering (IPO), it provides the company with financial capital to expand its operations and repay early-stage investors. The public includes individuals, mutual funds, insurance companies, and pension funds. This process allows the company to obtain money from the sale of securities.