Final answer:
An order ticket for an Investment Advisor must include (A) the client's name and account number, (B) the date and time of the order, (C) the type of order, (D) the quantity of the security, and (E) the price at which the order is to be executed. These components are vital for the proper execution and recording of the transaction.
Step-by-step explanation:
The question is regarding the information that must be included on an order ticket for an Investment Advisor (IA). Among the options provided, the most comprehensive answer that captures the essential elements of an order ticket would be:
- Client's name and account number: This identifies who the order is for.
- Date and time of the order: This provides a timestamp for when the order was placed.
- Type of order (e.g., buy, sell, or hold): This specifies the action to be taken.
- Quantity of the security to be bought or sold: This indicates how much of the security is to be transacted.
- Price at which the order is to be executed: This specifies the order's price terms.
All of these components are crucial to ensure that the order is executed according to the client's wishes and to provide a clear record of the transaction for both the client and the IA.