Question

What is a registration statement? multiple choice

O an annual filing made with the sec.
O a required filing with the sec before a large amount of stock can be obtained by an inside party.
O a filing made by a company with the sec to indicate that a significant change has occurred.
O a statement that must be filed with the sec before a company can begin an initial offering of securities to the public.

Answer 1

A registration statement is a filing made by a company with the SEC before it can begin an initial offering of securities to the public.

Step-by-step explanation:

A registration statement is a filing made by a company with the Securities and Exchange Commission (SEC) before it can begin an initial offering of securities to the public. It is a legal document that discloses important information about the company and its securities, such as its financial statements, business operations, and any risks associated with investing in the company.

A registration statement is a document providing qualitative and quantitative information to investors that issuers must file with the Securities and Exchange Commission (SEC) in order to publicly offer securities.

Registration statements for securities offerings often include a prospectus, which is the disclosure document describing the offering, the securities and the company to prospective investors. Form S-1 is the registration statement form often used for registering securities offerings.

The Statement of the Register provides a full extract of the publicly available information held on the Register and the time the document is prepared.