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In most fiduciaries the Trust Investment Committee is responsible for these asset management functions with exception of:

a. Review third party invesment managers if applicable.
b. Meet as often as needed to perform duties and report to the Trust Committee or Board.
c. Establishing criteria for retention of investments and additions to approved lists.
d. Establishing a sound loan policy inclusive of all products offered.
e. Establish and monitor approved investment lists and asset allocation models.

User Flion
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Final answer:

The Trust Investment Committee's responsibilities primarily focus on investment management and do not extend to establishing broad lending policies. Corporate governance, including the board of directors, auditing firms, and outside investors, plays a vital role in overseeing these functions. Trusts require careful governance to ensure asset transfers without the failings experienced in cases like that of Lehman Brothers.

Step-by-step explanation:

The student's question relates to the role of the Trust Investment Committee within a fiduciary context. Particularly, it concerns the asset management functions that are typically exclusive from the purview of this committee. Option d, Establishing a sound loan policy inclusive of all products offered, is generally not the responsibility of the Trust Investment Committee. Instead, this function is usually overseen by a separate loan committee or an equivalent body within the institution responsible for broader credit and lending policies.

The role of the Trust Investment Committee is closely tied to making decision on the retention of investments and establishing approved investment lists, which is part of broader corporate governance framework. Corporate governance typically involves the board of directors, the auditing firm, and outside investors. A trust is designed to transfer assets privately and becomes irrevocable upon the initiator's death. Effective governance is crucial, as evidenced by the failure in corporate governance at Lehman Brothers, which ultimately misled investors.

User Shubhaw Kumar
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