44.5k views
2 votes
All of the following are considered reports required by the Securities Exchange Act of 1934 except:

a) Form 10-K
b) Form 8-K
c) Form 6-Q
d) Form 2-C

User Dli
by
8.0k points

1 Answer

2 votes

Final answer:

Form 2-C is not a report required by the Securities Exchange Act of 1934. The correct reports mentioned are Forms 10-K and 8-K, while Form 6-Q does not exist and should be Form 10-Q. The act of May 27 and subsequent legislation established the SEC to regulate the investment industry.

Step-by-step explanation:

All of the following are considered reports required by the Securities Exchange Act of 1934 except: Form 2-C. The following forms are indeed a part of the reporting requirements:

  • Form 10-K, which is an annual comprehensive summary of a company's performance.
  • Form 8-K, which companies must file to announce major events that shareholders should know about.
  • However, there is no Form 6-Q; instead, there is Form 10-Q, which is a quarterly report.

The correct form that is not a part of the reporting requirements under the Securities Exchange Act of 1934 is Form 2-C as it does not seem to exist within the context of SEC filings. The forms 10-K and 8-K are fundamental to the SEC's efforts in promoting transparency and fairness in the financial markets. The act of May 27, which established the SEC, had a significant role in shaping these requirements as a part of regulating the investment industry.

User Deonomo
by
7.3k points