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In violation of selling away because you did not obtain your firm's permission in writing before putting the two clients together.

A) True
B) False

1 Answer

7 votes

Final answer:

Violation of selling away because you did not obtain your firm's permission in writing before putting the two clients together is true.

Step-by-step explanation:

True

The statement is true. Violation of selling away occurs when a financial advisor or broker engages in securities transactions without obtaining permission from their firm. In this case, putting two clients together without obtaining written permission is a violation of the selling away policy.

User Madsonic
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