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There are two elements to a registered representative's continuing education (CE). The portion of the CE that must be completed annually and is administered by the representative's employer is called?

1) regulatory element CE
2) annual regulatory requirement
3) FINRA approved representative education
4) firm-element CE

1 Answer

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Final answer:

The annual CE component administered by an employer for registered representatives in the financial services industry is known as firm-element CE. It is distinct from the regulatory element CE, focusing on keeping representatives updated with industry-specific information.

Step-by-step explanation:

The portion of the Continuing Education (CE) that must be completed annually and is administered by the representative's employer within the financial services industry is known as the firm-element CE. This component is designed to keep registered representatives informed of regulatory changes, new products, and other industry-related issues that are specifically applicable to their job functions. The firm-element CE is separate from the regulatory element CE, which is a standardized program provided by regulators such as FINRA and is required at specific intervals over a representative's career.

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