169k views
1 vote
Form U4 requires all of the following information except?

1) educational history
2) employment history for the past 10 years
3) residential history for the past 5 years
4) legal name and any aliases used

User Reneruiz
by
7.4k points

1 Answer

2 votes

Final answer:

Form U4 requires educational history, employment history for the past 10 years, residential history for the past 5 years, and legal name and aliases. All the options listed are required on Form U4; thus, none is an exception. This form is prevalent in the finance and securities registration industry.

Step-by-step explanation:

The subject at hand pertains to Form U4, which is used within the finance industry for the registration of securities representatives.

To answer the question, Form U4 does require educational history, employment history for the past 10 years, and residential history for the past 5 years, in addition to one's legal name and any aliases used. Therefore, all the options listed are required information on Form U4, and none stands out as an exception.

If we look at professional guidelines for resume creation and job interviews, including the details listed such as including experiences, achievements, and appropriate formatting, these are meant to enrich one's professional presentation but aren't necessarily applicable to the U4 form's requirements.

User Jason Sweet
by
8.2k points