53.1k views
5 votes
All of the following are required when completing Form U4 except?

1) date of birth
2) legal name and any aliases used
3) employment history for the past 10 years
4) educational degrees

User Cibele
by
6.7k points

1 Answer

0 votes

Final answer:

The information required for Form U4 includes a legal name and any aliases used, date of birth, and employment history for the past 10 years, but educational degrees are not a mandatory requirement.

Step-by-step explanation:

When completing Form U4, all of the following are required except educational degrees. The information typically required on Form U4 includes the applicant's legal name and any aliases used, date of birth, and employment history for the past 10 years. The form is used for the registration of individuals who are seeking to become licensed in the securities industry, and while details such as employment history are crucial, specific educational degrees are not a mandatory requirement according to the form's instructions.

It's important to note that other forms and contexts, such as job applications or resumes, may emphasize the importance of educational accomplishments and may request information about one's educational degrees. Furthermore, when applying for naturalization or registering to vote, different sets of personal information are required, but these are separate processes from completing Form U4.

User Dangowans
by
7.6k points