Final answer:
The National Securities Markets Improvement Act (NSMIA) requires notice filing for investment company securities and exchange-listed securities.
Step-by-step explanation:
The National Securities Markets Improvement Act (NSMIA) provides a framework for the regulation of securities in the United States. Under NSMIA, two of the following federal covered securities are subject to notice filing: investment company securities and exchange-listed securities.
Investment company securities refer to securities issued by investment companies, such as mutual funds and exchange-traded funds. These securities must be filed with the Securities and Exchange Commission (SEC) through notice filing.
Exchange-listed securities are securities that are listed and traded on registered national securities exchanges, such as the New York Stock Exchange or NASDAQ. These securities are also subject to notice filing requirements under NSMIA.