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The Financial Industry Regulatory Authority (FINRA) is responsible for

O making sure the securities industry operates honestly.
guaranteeing that each investor has a licensed broker.
writing company advertisements for financial service firms.
O approving stocks being listed on an exchange.

User Marcopeg
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1 Answer

6 votes

Answer: The correct answer is A. FINRA ensures the securities industry operates honestly.

User Nikola Irinchev
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