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A transactional exemption would be offered when a sale is made by: a.a broker-dealer. b.an investment adviser. c.a court appointed guardian for a minor. d.a custodian for a minor appointed under the uniform
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A transactional exemption would be offered when a sale is made by:

a.a broker-dealer.
b.an investment adviser.
c.a court appointed guardian for a minor.
d.a custodian for a minor appointed under the uniform transfer to minors act.

User Prabhat Maurya
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1 Answer

2 votes
A a broker - dealer hope I helped
User Ansuman Bebarta
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