Question

Under the Securities Act of 1933, which statements are TRUE regarding a Regulation D private placement exemption?I Advertising is permittedII Advertising is not permittedIII Commissions can be received in connection with the offeringIV Commissions cannot be received in connection with the offeringA. I and IIIB. I and IVC. II and IIID. II and IV

Answer 1

The answers are Advertising is not permitted and Commissions can be received in connection with the offering

Explanation: The Under the Securities Act of 1933 is designed to protect investors from fraud when dealing with stocks, bonds and other securities. The US Congress intended to regain investor confidence by establishing the typification of financial crimes and greater market transparency by obliging the registration of all real estate for sale in the country.