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Under the Securities Act of 1933, which of the following would MOST LIKELY be included in the definition of an underwriter? a. An agent b. A broker-dealer c. An investment adviser representative d. An
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Under the Securities Act of 1933, which of the following would MOST LIKELY be included in the definition of an underwriter? a. An agent b. A broker-dealer c. An investment adviser representative d. An issuer

User Sune Rasmussen
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Under the Securities Act of 1933, A broker-dealer would MOST LIKELY be included in the definition of an underwriter.

User Micheal Wells
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