209k views
3 votes
Under the Securities Act of 1933, which of the following would MOST LIKELY be included in the definition of an underwriter? a. An agent b. A broker-dealer c. An investment adviser representative d. An issuer

1 Answer

3 votes

Under the Securities Act of 1933, A broker-dealer would MOST LIKELY be included in the definition of an underwriter.

User Micheal Wells
by
8.1k points
Welcome to QAmmunity.org, where you can ask questions and receive answers from other members of our community.