44.3k views
3 votes
What must a broker do with regards to an interest bearing trust account?

User Myth
by
8.6k points

1 Answer

5 votes

Final answer:

A broker must follow certain requirements when it comes to an interest-bearing trust account, including maintaining separate accounts, keeping accurate records, and disbursing funds appropriately.

Step-by-step explanation:

A broker must follow certain requirements regarding an interest-bearing trust account.

  1. Maintaining Separate Accounts: A broker must keep the funds in an interest-bearing trust account separate from their own business funds. This is to ensure that the client's funds are protected and not commingled with the broker's own money.
  2. Keeping Accurate Records: The broker must maintain detailed and accurate records of the transactions and balances in the interest-bearing trust account. This includes recording all deposits, withdrawals, and any interest earned.
  3. Disbursing Funds Appropriately: The broker is responsible for disbursing the funds from the interest-bearing trust account according to the instructions of the client. This may include making payments, investing the funds, or returning the funds to the client.

Overall, a broker must exercise great care and responsibility in managing an interest-bearing trust account to ensure the proper handling of client funds.

User Defhlt
by
7.5k points