Register
When a RR leaves the firm, the firm is required to notify FINRA by?
52.2k views
1 vote
When a RR leaves the firm, the firm is required to notify FINRA by?

User DxTx
by
7.3k points

1 Answer

4 votes

Final answer:

The firm is required to notify FINRA within 30 days when a RR leaves the firm.

Step-by-step explanation:

When a Registered Representative (RR) leaves a firm, the firm is required to notify the Financial Industry Regulatory Authority (FINRA) within 30 days.

User Aaron Zhong
by
8.5k points
Ask a Question
Welcome to QAmmunity.org, where you can ask questions and receive answers from other members of our community.

9.3m questions

12.0m answers

Other Questions

In what way did the GI Bill contribute to the growth of professional and white-collar jobs ? A.by providing US laborers with new job-training programs B.by giving US veterans assistance to purchase a new
What is meant by data mining ?
What is the best way to describe a stock market?
You sell popcorn during your schools football games. Knowing that the people usually buy more when the price is lower, how would you price your popcorn after halftime?
The government has decided that the free market price of cheese is too low. Farmers complain that the price floor has reduced their total revenue.Is this possible? Explain
Link Copied!