132k views
2 votes
According to the profession's ethical standards, a CPA would be considered independent in which of

the following instances?
A. A client leases part of an office building from the CPA, resulting in a material indirect financial
interest to the CPA.
B. The CPA has a material direct financial interest in a client, but transfers the interest into a blind
trust.
C. The CPA owns an office building and the mortgage on the building is guaranteed by a client.
D. The CPA belongs to a country club client in which membership requires an annual fee.

User Bishoy
by
7.2k points

1 Answer

6 votes

Final answer:

A CPA would be considered independent according to ethical standards in the instance where the CPA belongs to a country club client and membership requires an annual fee. Other options provided indicate a material financial interest or reliance that could impair the CPA's independence.

Step-by-step explanation:

According to the profession’s ethical standards, a CPA (Certified Public Accountant) would be considered independent in the instance where the CPA belongs to a country club client in which membership requires an annual fee (Option D). The key aspect of the independence requirement is that the CPA should not have a material financial interest or any other conflicts that could impair objectivity or neutrality. In the scenarios provided:

  • Option A involves a material indirect financial interest, as a client is leasing part of an office building, so the CPA is not independent.
  • Option B has the CPA with a material direct financial interest transferred to a blind trust. While a blind trust offers some separation, the CPA still originally had a direct financial interest, which may impact independence.
  • Option C presents a situation where the client guarantees the mortgage on an office building that the CPA owns, creating a significant financial reliance and hence, the CPA is not independent.
  • Option D, however, is the most benign as belonging to a country club and paying an annual fee is not considered a material financial interest that would affect independence.

The independence of a CPA is critical for the public trust in the accounting profession and the integrity of financial reporting.

User TheBlastOne
by
7.7k points