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A broker/dealer organization has a highly decentralized structure and clear policies and procedures for handling its customers' investments. When it comes to the organization's own investments it should have _____________.

User Laurence
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Final answer:

A broker/dealer organization should have structured and disciplined investment strategies for its own investments, ensuring compliance and risk mitigation.

Step-by-step explanation:

When a broker/dealer organization with a highly decentralized structure has clear policies and procedures for handling its customers' investments, it should equally have structured and disciplined investment strategies for its own investments. This approach ensures that the organization is making well-informed decisions that are compliant with both internal policies and external regulations. As a firm that regulates and supervises the sale of securities and the professionals who sell them, it's critical to apply the same rigor and oversight to internal investment practices to mitigate risks and maintain trust among stakeholders.

User Confiq
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