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A RR can accept orders in a frozen account if?

User Sistr
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Final answer:

A RR can accept orders in a frozen account if they have received a court order or legal authorization to do so.

Step-by-step explanation:

In business, a frozen account refers to a situation where funds in the account are not readily accessible. In the context of a RR (Registered Representative), there are certain conditions under which orders may be accepted in a frozen account. Typically, a RR can accept orders in a frozen account if they have received a court order or legal authorization to do so.

For example, if a client enters into a legal dispute and a court freezes their account to protect their assets during the proceedings, a RR may be allowed to accept orders for buying or selling securities on behalf of the client within the parameters set by the court.

Therefore, it is important for a RR to be aware of the specific legal requirements and restrictions surrounding frozen accounts to ensure compliance with the law.

User GorvGoyl
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